MC
MC
Michael Coraggio
22 Years of Experience
New York, NY
7 DisclosuresBroker
Michael Coraggio is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 22 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
747 Third Ave, 1003 10th, New York, NY, 10017
Get directionsHistory
Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016Denied
Customer Dispute
September 2013Withdrawn
Customer Dispute
May 2013Settled
Customer Dispute
February 2013Closed-No Action
Customer Dispute
November 2011Denied
Customer Dispute
March 2010Settled
Customer Dispute
February 2010Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
January 2026 - Present · 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2026 - Present · 4 mos
Previous Registrations
Janney Montgomery Scott LLC
November 2015 - January 2026 · 10 yrs 2 mos
Janney Montgomery Scott LLCBroker
August 2014 - January 2026 · 11 yrs 5 mos
Bb&t Securities, LLCBroker
November 2012 - September 2014 · 1 yr 10 mos
Scott & Stringfellow, LLCBroker
January 2006 - January 2013 · 7 yrs
Bergen Capital, INC.Broker
July 2004 - January 2006 · 1 yr 6 mos
The Gms Group, LLCBroker
October 2003 - July 2004 · 9 mos
State Registrations22 states
AZCACOCTDCDEFLGAILMAMDMENCNJNVNYOHORPARITXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.