John Chiappetta
John Chiappetta is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kenosha, WI, with 23 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6905 Green Bay Road #202, Kenosha, WI, 53142
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Regulatory History (1)
Customer Dispute
April 2024Other Business ActivitiesSells Insurance
John sells life insurance and annuities with various companies, dedicating a few hours per week. He also owns Kaizen Financial Partners, a financial services firm, and is a partner in Kaizen LP, a tax and accounting business, dedicating about a quarter of his time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Workman Securities CorporationBroker
Workman Securities Corporation
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Waterstone Financial Group, INC.Broker
Oberweis Securities, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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