Sean Mccabe
Sean Mccabe is a registered investment advisor at Osaic Wealth, INC., based in Yuba City, CA, with 22 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
855 Harter Pkwy, Suite 310, Yuba City, CA, 95993
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Regulatory History (1)
Customer Dispute
January 2021Other Business ActivitiesSells Insurance
Sean runs quotes for fixed life insurance and long-term care insurance as the owner of JM Wealth Management Group, and oversees staff who assist other Osaic advisors. He also runs and presents insurance quotes for life, annuity, and LTC as a Managing Partner at Prospero Wealth Advisors, dedicating about 10-20% of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Questar Asset Management, INC.
Questar Capital CorporationBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.