Brian Hughes is a registered investment advisor at Morgan Stanley, based in Sardinia, OH, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
Sardinia, OH
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 8 mos
Morgan StanleyBroker
September 2025 - Present · 8 mos
Morgan Stanley
September 2025 - Present · 8 mos
Previous Registrations
Morgan Stanley
May 2018 - November 2024 · 6 yrs 6 mos
Morgan StanleyBroker
May 2018 - November 2024 · 6 yrs 6 mos
J.P. Morgan Securities LLC
January 2016 - January 2017 · 1 yr
J.P. Morgan Securities LLCBroker
January 2016 - January 2017 · 1 yr
Wells Fargo Advisors Financial Network, LLC
March 2015 - January 2016 · 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
March 2015 - January 2016 · 10 mos
UBS Financial Services INC.
April 2014 - January 2015 · 9 mos
UBS Financial Services INC.Broker
April 2014 - January 2015 · 9 mos
Wells Fargo Advisors, LLC
November 2010 - April 2014 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
September 2007 - April 2014 · 6 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.