JW
CFA · CFP
JW
CFA · CFP

James Andrew Waggett

12 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
62 advisors
Number of Clients
2,563 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$7.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.10%
$2.0M - $5.0M0.93%
$5.0M - $10.0M0.80%
$10M+0.60%

Advisory Fees are negotiable under certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

20 William Street, Suite G40, Wellesley, MA, 02481

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
F L Putnam Investment Management CO.
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Equitable Advisors, LLCBroker
September 2020 - March 2022 · 1 yr 6 mos
Thrivent Investment Management INC.
August 2020 - August 2020 · 0 mos
Thrivent Investment Management INC.Broker
July 2020 - August 2020 · 1 mo
TD Private Client Wealth LLC
August 2016 - October 2019 · 3 yrs 2 mos
TD Private Client Wealth LLCBroker
August 2016 - October 2019 · 3 yrs 2 mos
Fidelity Brokerage Services LLCBroker
November 2012 - June 2015 · 2 yrs 7 mos
Liberty Asset Management Company
July 2003 - October 2004 · 1 yr 3 mos
State Registrations4 states
MAMENHVA
Advisor
Exams
No exam information available for this advisor.
James Andrew Waggett - Financial Advisor | TrueAdvisor