Thomas Pusser
Thomas Pusser is a registered investment advisor at Silver Oak Securities, INC., based in Richmond, VA, with 22 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 8 more. Their firm serves 8,746 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum advisor fee is 2.0% of assets. Fees are negotiable between you and your financial professional. Accounts also incur a platform fee consisting of $45 annually plus an asset-based fee between 0.05% and 0.25%.
Fee Estimator
Location
8100 Three Chopt Rd., Suite 104, Richmond, VA, 23229
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the president of Capital Cities Investments, an S-corp established for liability protection, dedicating minimal time. He also sells life and long-term care insurance as part of clients' financial plans, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Capital Cities Investments
Previous Registrations
Triad Advisors LLCBroker
Mutual Service CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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