Thomas Pusser
Thomas Pusser is a registered investment advisor at Silver Oak Securities, INC., based in Richmond, VA, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
8100 Three Chopt Rd., Suite 104, Richmond, VA, 23229
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the president of Capital Cities Investments, an S-corp established for liability protection, dedicating minimal time. He also sells life and long-term care insurance as part of clients' financial plans, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Capital Cities Investments
Previous Registrations
Triad Advisors LLCBroker
Mutual Service CorporationBroker
State Registrations10 states
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