Todd Carbone is a registered investment advisor at Capital Cs Group, LLC, based in Irvine, CA, with 22 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 230 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Capital CS Group's investment advisory fees are based on the value of your portfolio and are paid quarterly. The fee will not exceed 2.00%. There is also an additional $50 annual account fee for administrative expenses, which may be waived. Fees may be negotiable. Financial planning and consulting services are included unless you engage separately for those services.
Location
15375 Barranca Parkway, Suite G-110, Irvine, CA, 92618
Get directionsHistory
Regulatory History (3)
Financial
October 2019Customer Dispute
October 2015Customer Dispute
April 2012Other Business Activities
Todd is a partner in Yer Bit, LLC, a fishing apparel company, dedicating minimal time to product development. He also owns HOA Invest, an HOA CRM software company, spending minimal time as a software developer.
Employment History
Current Registrations
Capital Cs Group, LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Metlife Investors Distribution CompanyBroker
Great Pacific SecuritiesBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.