AP
AP

Anothep Phimmasone

22 Years of Experience
Reston, VA
Broker

Anothep Phimmasone is a registered investment advisor at Morgan Stanley, based in Reston, VA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

11951 Freedom Drive, Suite 1200, Reston, VA, 20190

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Anothep is an employee of Delta Air Lines Inc. He spends nearly full-time on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
November 2019 - Present · 6 yrs 6 mos
Morgan StanleyBroker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
July 2011 - December 2019 · 8 yrs 5 mos
UBS Financial Services INC.Broker
July 2011 - December 2019 · 8 yrs 5 mos
Wells Fargo Advisors, LLC
April 2007 - July 2011 · 4 yrs 3 mos
Wells Fargo Advisors, LLCBroker
September 2003 - July 2011 · 7 yrs 10 mos
State Registrations20 states
AZCACOCTDCDEFLGAHIINMDNCNJNVNYPASCUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.