David Wong
David Wong is a registered investment advisor at Integrity Advisers LLC, based in Los Angeles, CA, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.00% |
Fee Estimator
Location
453 S Spring St, #400-285, Los Angeles, CA, 90013
Get directionsHistory
Regulatory History (3)
Regulatory
December 2025Regulatory
May 2024Customer Dispute
December 2021Other Business Activities
David owns Integrity Brokerage LLC (a broker-dealer) and Beachbreak Advisors LLC (an investment advisor). He spends nearly full-time on the broker-dealer and minimal time on the investment advisor, focusing on compliance, supervision, and regulatory duties for both.
Employment History
Current Registrations
Integrity Advisers LLC
Integrity Brokerage, LLCBroker
Previous Registrations
Integrity Brokerage Services, INC.
Rance King Securities CORP.Broker
Crewe Capital, LLCBroker
Wealthforge Securities, LLCBroker
Arete Wealth Management, LLCBroker
Silber Bennett Financial, INC.Broker
Sandlapper Securities, LLCBroker
Ari Financial Services, INC.Broker
Ari Financial Services, INC.Broker
Ari Financial Services, INC.Broker
Newport Coast Securities, INC.Broker
Passco Capital, INC.Broker
Ari Financial Services, INC.Broker
Burch & Company, INCBroker
James Harold Goode, JR.Broker
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.