AG
CFA
AG
CFA

Adam W Grotzinger

6 Years of Experience
Broker
Compensation
Fee-Only (AUM)
Firm Size
775 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

190 South Lasalle Street, 23rd & 24th & 27th Floor, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam provides portfolio management services to various Neuberger Berman BD LLC clients, including separate accounts and pooled investment vehicles managed by Neuberger Berman Investment Advisers LLC. This activity is concurrent with his duties as a Registered Representative.

Employment History
Current Registrations
Neuberger Berman Bd LLC
January 2020 - Present · 6 yrs 1 mo
Neuberger Berman Bd LLCBroker
January 2020 - Present · 6 yrs 1 mo
Neuberger Berman Bd LLC
August 2019 - Present · 6 yrs 6 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.