Rocky Howe is a registered investment advisor at LPL Financial LLC, based in Grangeville, ID, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
217 E Main St, Grangeville, ID, 83530
Get directionsHistory
Regulatory History (1)
Criminal
August 1999Other Business Activities
Rocky operates his LPL business through Apex Investment Advisors. He also has a business entity, Wimer & Associates, for tax/investment purposes, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ek Riley Investments, LLC
Ek Riley Investments, LLC
Ek Riley Investments, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.