David Ivey
David Ivey is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Annapolis, MD, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Annapolis, MD
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Regulatory History (1)
Customer Dispute
April 2004Other Business ActivitiesSells Insurance
David is a business owner of Ivey Services Inc. since 1997 and VB4 Ventures since 2019. He also operates several DBAs for his LPL business, including IPS Advisory Services, Oak & Stone Capital Advisors, Oak & Stone Capital, and Flagship Asset Services, dedicating about half of his time to Flagship Asset Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nationwide Securities, LLC
1717 Capital Management Company
Nationwide Securities, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.