Kelvin Pettaway
Kelvin Pettaway is a registered investment advisor at Ameriprise Financial Services, LLC, based in Alpharetta, GA, with 15 years of industry experience. Kelvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
3480 Preston Ridge Rd., Ste. 315, Alpharetta, GA, 30005-2028
Get directionsHistory
Regulatory History (2)
Regulatory
June 2021Regulatory
May 2011Other Business Activities
Kelvin owns Pettaway Legacy Partners, LLC, an LLC for accounting purposes related to his Ameriprise business, and serves as its President and Sole Owner. He also serves as a board member for Pettaway and co-leads a financial education group at his church, dedicating minimal time to each of these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.