Benn Smith is a registered investment advisor at LPL Financial LLC, based in Kutztown, PA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
15093 Kutztown Rd, Kutztown, PA, 19530
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Pfg Advisors
LPL Financial LLCBroker
LPL Financial LLC
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
LPL Financial LLCBroker
LPL Financial LLC
Pfg Financial Advisors Network
Walnut Street Securities, INC.Broker
Inner Harbor Asset Management
The Riderwood Group IncorporatedBroker
Nationwide Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.