Chad Stefano
Chad Stefano is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Salt Lake Cty, UT, with 11 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
111 East Broadway, Suite 1400, Salt Lake Cty, UT, 84111-5260
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chad owns investment real estate property since 2022, dedicating minimal time to it. This activity is investment-related.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
C.W. Di Stefano Enterprises, LLC
Goldman, Sachs & CO.Broker
Macquarie Securities (USA) INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.