FM
FM

Fernando Massaro

22 Years of Experience
New York, NY
Broker

Fernando Massaro is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1285 Avenue of the Americas, 19th Floor, New York, NY, 10019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Fernando is a general partner (financial investment only) in Empanda Factory, a bakery. He also has ownership or director roles in several investment-related entities including FM Aviation International LLC, Massaro Consulting, Puma Investments LLC, FMNY2018 LLC, Sports Global Connector LLC, and Alta Capital Fund LLC, spending minimal time on each.

Employment History
Current Registrations
UBS Financial Services INC.Broker
April 2024 - Present · 2 yrs 1 mo
UBS Financial Services INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
March 2016 - May 2024 · 8 yrs 2 mos
Morgan Stanley
March 2016 - May 2024 · 8 yrs 2 mos
Credit Suisse Securities (USA) LLC
August 2012 - April 2016 · 3 yrs 8 mos
Credit Suisse Securities (USA) LLCBroker
March 2012 - April 2016 · 4 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2008 - March 2012 · 3 yrs 5 mos
J.P. Morgan Securities INC.Broker
October 2003 - October 2008 · 5 yrs
State Registrations11 states
CADEFLINMTNCNJNYSDTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.