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Patrick Reagan

LPL Financial LLC
18 Years of Experience
Houston, TX
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Patrick Reagan is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 18 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

801 Travis Street, Suite 1900, Houston, TX, 77002-5730

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2013
Criminal
July 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Patrick operates Greenbriar Financial as a DBA for his LPL business since 2014. He also works with Texas Advantage Insurance Brokerage selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
January 2014 - Present · 12 yrs 9 mos
LPL Financial LLCBroker
December 2013 - Present · 12 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2012 - May 2013 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2012 - May 2013 · 1 yr 3 mos
Morgan Stanley Smith Barney LLC
May 2010 - March 2012 · 1 yr 10 mos
Morgan Stanley Smith BarneyBroker
February 2010 - March 2012 · 2 yrs 1 mo
LPL Financial CorporationBroker
April 2009 - July 2009 · 3 mos
LPL Financial Corporation
March 2009 - July 2009 · 4 mos
Aig Financial Advisors, INC.Broker
August 2008 - September 2008 · 1 mo
Ameriprise Financial Services, INC.Broker
January 2006 - July 2008 · 2 yrs 6 mos
Ids Life Insurance CompanyBroker
January 2006 - July 2006 · 6 mos
State Registrations9 states
CACODEFLMDNCPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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