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Thomas Dawson

PNC Wealth Management
22 Years of Experience
Bensalem, PA
2 DisclosuresBroker
View SEC Summary
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Thomas Dawson is a registered investment advisor at PNC Wealth Management, based in Bensalem, PA, with 22 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3707 Hulmeville Road, Bensalem, PA, 19020

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Denied
Customer Dispute
January 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
December 2005 - Present · 20 yrs 10 mos
PNC Wealth Management LLCBroker
December 2005 - Present · 20 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
January 2004 - December 2005 · 1 yr 11 mos
Ameriprise Financial Services, INC.
December 2003 - December 2005 · 2 yrs
State Registrations13 states
CACTDEFLILKYMAMINJOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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