SP
ChFC
SP
ChFC

Scott Petersen

21 Years of Experience
Newport Beach, CA
BrokerSells Insurance

Scott Petersen is a ChFC-designated registered investment advisor, based in Newport Beach, CA, with 21 years of industry experience.

Location

4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Scott is an advisory board member for the All-American Boys Chorus since 2021. Since 2023, Scott also works as an insurance agent selling fixed insurance products, dedicating minimal time to this activity.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 11 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 11 mos
Previous Registrations
Securian Financial Services, INC.
April 2009 - August 2023 · 14 yrs 4 mos
Securian Financial Services, INC.Broker
September 2004 - August 2023 · 18 yrs 11 mos
State Registrations10 states
AZCAHIIDMNNVOHORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.