Michael Roberts
Michael Roberts is a registered investment advisor at The Strategic Financial Alliance, based in Eugene, OR, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 1,394 clients with $470M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SFA offers investment management through several programs:
- Strategic Choice Program: Fees are based on a percentage of your portfolio. You can choose an all-inclusive option where the fee covers both advisory services and transaction costs, or a non-inclusive option where you pay transaction fees separately. The exact fee is negotiated with your advisor.
- C-Share Mutual Fund Management Program: A 1% annual fee is deducted from your mutual fund account.
- Co-Advisory Programs: SFA works with third-party managers like Orion Portfolio Solutions and BAM Advisory Services. Fees vary by program and are detailed in their respective brochures. SFA also charges an additional advisory fee, but the total fees will not exceed 2.0%.
- Manager Selection Programs: SFA assists in selecting third-party managers. Fees are detailed in the manager's brochures.
- Third-Party Asset Managers: SFA recommends third-party asset managers. Fees generally range from 0.10% to 2.50% annually, depending on the program, account size, and services covered.
SFA may receive a portion of the fees charged by third-party managers.
Location
678 Country Club Rd, Suite 100, Eugene, OR, 97401
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2018Customer Dispute
October 2010Other Business ActivitiesSells Insurance
Michael operates Oak Wealth Management, providing financial services and investment recommendations, dedicating about 10% of his time plus additional hours during trading. He is also a life insurance and annuity sales agent, spending a few hours per week on this activity, and is involved in other ventures including consulting for the motion picture industry, managing a family LLC, working as a trust administrator, and helping clients join health benefits.
Employment History
Current Registrations
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Previous Registrations
Triad Advisors, LLC
Triad Advisors LLCBroker
Coastal Investment Advisors
Coastal Equities, INC.Broker
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Brookstreet Securities CorporationBroker
Carter and Carter Financial
Raymond James Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.