Susan Pineiro
Susan Pineiro is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Wappingers Fl, NY, with 18 years of industry experience. Susan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
787 Sergeant Palmateer W, Wappingers Fl, NY, 12590
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Susan is a 50% owner and author of a non-financial book, dedicating about 10-20% of her time to writing, interviews, and research. This activity is not investment-related.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Marshall & Sterling Wealth Advisors, INC.
LPL Financial LLCBroker
Commonwealth Financial NetworkBroker
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
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