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Andrew Raskin

LPL Financial LLC
22 Years of Experience
Palm Beach Gardens, FL
4 DisclosuresBroker
View SEC Summary
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Andrew Raskin is a registered investment advisor at LPL Financial LLC, based in Palm Beach Gardens, FL, with 22 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Palm Beach Gardens, FL

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Settled
Customer Dispute
October 2011
Denied
Customer Dispute
June 2011
Settled
Customer Dispute
April 2008
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew has two DBAs for his LPL business: Gladstone Wealth Partners and Raskin Wealth Management. These are investment-related activities.

Employment History
Current Registrations
LPL Financial LLC
December 2022 - Present · 3 yrs 10 mos
LPL Financial LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - December 2022 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2016 - December 2022 · 6 yrs 5 mos
AXA Advisors, LLC
July 2016 - July 2016 · 0 mos
AXA Advisors, LLCBroker
June 2016 - July 2016 · 1 mo
Wells Fargo Advisors, LLC
July 2012 - May 2016 · 3 yrs 10 mos
Wells Fargo Advisors, LLCBroker
July 2012 - May 2016 · 3 yrs 10 mos
Chase Investment Services CORP.
April 2010 - July 2012 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
April 2010 - July 2012 · 2 yrs 3 mos
Newbridge Financial Services Group, INC.
May 2009 - March 2010 · 10 mos
Newbridge Securities CorporationBroker
April 2009 - March 2010 · 11 mos
UBS Financial Services INC.
September 2005 - May 2009 · 3 yrs 8 mos
UBS Financial Services INC.Broker
September 2005 - May 2009 · 3 yrs 8 mos
Ameriprise Financial Services, INC.
December 2003 - August 2005 · 1 yr 8 mos
Ameriprise Financial Services, INC.Broker
December 2003 - August 2005 · 1 yr 8 mos
Ids Life Insurance CompanyBroker
December 2003 - August 2005 · 1 yr 8 mos
State Registrations4 states
COFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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