Dolores Fernandez Wheless

PFS

Swan Global Investments, LLC

10 Years of Experience

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Areas of Practice

Investment Management

Swan Global Investments, LLC

Compensation

Fee-Only (AUM)

Firm Size

19 advisors

Number of Clients

1,969 clients

Average Client Portfolio

$1.2M average

Assets Under Management

$2.4B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

Location

8117 Preston Road Suite 300, Dallas, TX, 75225

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Swan Global Investments, LLC

February 2018 - Present · 8 yrs

Previous Registrations

Covenant Multi-Family Offices, LLC

May 2010 - November 2012 · 2 yrs 6 mos

State Registrations2 states

COTX

Advisor

Exams

No exam information available for this advisor.