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Randi Speedling

19 Years of Experience
New York, NY
Broker

Randi Speedling is a registered investment advisor at Morgan Stanley, based in New York, NY, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 7th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randi is a notary public in New York since 2018, notarizing documents. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
February 2022 - Present · 4 yrs 3 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2015 - December 2019 · 4 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
March 2015 - December 2019 · 4 yrs 9 mos
UBS Financial Services INC.Broker
November 2010 - March 2015 · 4 yrs 4 mos
Chase Investment Services CORP.Broker
April 2005 - November 2010 · 5 yrs 7 mos
Nfb Investment Services CORP.Broker
January 2005 - April 2005 · 3 mos
Greenpoint Securities LLCBroker
November 2004 - January 2005 · 2 mos
Chase Investment Services CORP.Broker
September 2003 - June 2004 · 9 mos
State Registrations42 states
AKALAZCACOCTDCDEFLGAHIIDILINLAMAMDMEMIMOMTNCNHNJNMNVNYOHOKORPAPRRISCTXUTVAVTVirgin IslandsWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.