PH
PH
Peter Han
22 Years of Experience
Rancho Cucamonga, CA
1 DisclosureBrokerSells Insurance
Peter Han is a registered investment advisor, based in Rancho Cucamonga, CA, with 22 years of industry experience.
Location
9431 Haven Avenue, Ste#118, Rancho Cucamonga, CA, 91730
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026Pending
Other Business ActivitiesSells Insurance
Peter is a managing director at Harvest Financial Services, LLC, an instructor in education, and an agent at The Annuity Store, LLC. He also owns ABBA and Sons Custom Millworks, LLC and Harvest Natural LLC, dedicating minimal time to these ventures.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
July 2012 - November 2020 · 8 yrs 4 mos
First Allied Securities, INC.
August 2007 - July 2012 · 4 yrs 11 mos
First Allied Securities, INC.Broker
August 2007 - September 2022 · 15 yrs 1 mo
Centaurus Financial, INC.
October 2003 - September 2007 · 3 yrs 11 mos
Centaurus Financial, INC.Broker
October 2003 - September 2007 · 3 yrs 11 mos
State Registrations22 states
AKAZCACODCFLGAIDILMIMNMONCNVNYORPATNTXUTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.