BV
CFP
BV
CFP

Benjamin Voelker

22 Years of Experience
Phoenix, AZ
Broker

Benjamin Voelker is a CFP-designated registered investment advisor, based in Phoenix, AZ, with 22 years of industry experience.

Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Benjamin is a registered representative at MSEC, LLC, dedicating nearly full-time hours during securities trading hours. He also serves as a Member of the Board of Directors for Phoenix Country Club, spending minimal time per month.

Employment History
Current Registrations
Msec, LLCBroker
May 2022 - Present · 4 yrs
Mariner Wealth
May 2022 - Present · 4 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2007 - April 2022 · 15 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2007 - April 2022 · 15 yrs 3 mos
UBS Financial Services INC.Broker
September 2003 - December 2006 · 3 yrs 3 mos
State Registrations2 states
AZKS
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Voelker - Financial Advisor | TrueAdvisor