Bruce Emmeluth
Bruce Emmeluth is a registered investment advisor at LPL Financial LLC, based in Castle Pines, CO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Castle Pines, CO
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2023Customer Dispute
March 2022Customer Dispute
December 2016Other Business Activities
Bruce is associated with Castle Pines Investment Advisors LLC, a business entity for tax/investment purposes only. This activity requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
First Financial Equity Corporation
First Financial Equity CorporationBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Nylife Securities INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.