William Reynolds
William Reynolds is a ChFC-designated registered investment advisor at Esi Financial Advisors, based in Castle Pines, CO, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 12,116 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ESI Financial Advisors offers investment management through various programs. Fees vary depending on the program chosen and can include platform fees, strategist fees, and service fees.
ESI Illuminations programs charge a platform fee between 0.26% and 0.45% annually, plus strategist fees (0.02%-1.00%) and EFA's service fee (0-2.00%).
American Funds and Schwab Retirement Advisor Services have tiered fees, up to 1.00% annually on the first $1M, decreasing to 0.35% on amounts over $10M.
AssetMark fees are negotiated with the advisor, not to exceed 1.5% annually.
SEI fees are also negotiated, not to exceed 1.75% annually, plus a 0.05% administrative fee.
Location
Castle Pines, CO
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2005Other Business ActivitiesSells Insurance
William is an insurance agent for several insurance companies through Reynolds Financial Insurance Services and Reynolds Financial Solutions. He is also a director at Nationwide Recruiters, Inc, assisting with annual planning, dedicating minimal time to this role.
Employment History
Current Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Previous Registrations
The O.N. Equity Sales CompanyBroker
Pacific Select Distributors, INC.Broker
Saybrus Equity Services, INCBroker
Phoenix Equity Planning CorporationBroker
Phoenix Equity Planning CorporationBroker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
1717 Capital Management CompanyBroker
Transamerica Financial Advisors, INC.Broker
Jefferson Pilot Securities CorporationBroker
Mutual Service CorporationBroker
Investment Management & Research, INCBroker
Pacific Mutual Distributors, INC.Broker
Associated Planners Securities CorporationBroker
Capital Analysts, IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.