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Myles Wittenstein

57 Years of Experience
New York, NY
1 DisclosureBroker

Myles Wittenstein is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 57 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

1285 Avenue of the Americas, 15 Thru 18th Floors, New York, NY, 10019

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History

Regulatory History (1)
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Regulatory
November 1982
Final
Other Business Activities

Myles is president of a family LLC for real estate investment and a charitable foundation, dedicating minimal time to each. He also serves as a co-trustee for several trusts and is an investor in ABT UK Investments LLC.

Employment History
Current Registrations
UBS Financial Services INC.
January 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.Broker
January 2009 - Present · 17 yrs 4 mos
UBS Financial Services INC.
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - January 2009 · 3 yrs 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 2004 - January 2005 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2003 - January 2009 · 5 yrs 4 mos
Sanford C. Bernstein & CO., LLCBroker
December 2000 - October 2003 · 2 yrs 10 mos
Alliance Capital Management L P
December 1993 - October 2003 · 9 yrs 10 mos
Sanford C. Bernstein & CO., INC.Broker
June 1985 - December 2000 · 15 yrs 6 mos
Rooney, Pace INC.Broker
May 1983 - February 1985 · 1 yr 9 mos
A. G. Becker IncorporatedBroker
July 1978 - May 1983 · 4 yrs 10 mos
Becker Securities IncorporatedBroker
March 1975 - July 1978 · 3 yrs 4 mos
Lehman Brothers IncorporatedBroker
July 1972 - April 1975 · 2 yrs 9 mos
Bache & CO IncorporatedBroker
December 1967 - April 1972 · 4 yrs 4 mos
State Registrations34 states
AKAZCACOCTDCDEFLGAIAILKYLAMAMDMEMIMNMTNCNHNJNVNYOHORPARISCTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Myles Wittenstein - Financial Advisor | TrueAdvisor