Douglas Dyakon is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Los Angeles, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Morgan Stanley
May 2015 - Present · 11 yrs
Previous Registrations
UBS Financial Services INC.Broker
January 2005 - May 2015 · 10 yrs 4 mos
UBS Financial Services INC.
January 2005 - May 2015 · 10 yrs 4 mos
Goldman, Sachs & CO.Broker
October 2003 - February 2005 · 1 yr 4 mos
State Registrations35 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.