SR
CFP
SR
CFP

Sean Reading

22 Years of Experience
Tampa, FL
BrokerSells Insurance

Sean Reading is a CFP-designated registered investment advisor, based in Tampa, FL, with 22 years of industry experience.

Location

4301 Anchor Plaza Parkway, Suite 450, Tampa, FL, 33634

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Sean is an independent insurance agent for various insurance companies. He also uses "The North Star Financial Group, LLC" as a DBA name for his securities and advisory business, dedicating about half of his time to these activities.

Employment History
Current Registrations
J. W. Cole Advisors, INC.
May 2011 - Present · 15 yrs
J.W. Cole Financial, INC.Broker
May 2011 - Present · 15 yrs
Previous Registrations
Cambridge Investment Research Advisors, INC.
December 2008 - May 2011 · 2 yrs 5 mos
Cambridge Investment Research, INC.Broker
December 2008 - May 2011 · 2 yrs 5 mos
Hornor, Townsend & Kent, INC.
October 2006 - December 2008 · 2 yrs 2 mos
Hornor, Townsend & Kent, INC.Broker
October 2003 - December 2008 · 5 yrs 2 mos
State Registrations11 states
ALMAMDMONYPASCTXVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Reading - Financial Advisor | TrueAdvisor