George Walters
George Walters is a registered investment advisor at International Assets Investment Management, LLC, based in Melbourne Beach, FL, with 22 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
321 Ocean Ave, Ste 215, Melbourne Beach, FL, 32951
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Regulatory History (1)
Customer Dispute
November 2016Other Business Activities
George is a board member for the Melbourne Beach Police Pension Fund, a real estate agent, and manages his grandmother's rental home. He is also a volunteer firefighter and treasurer, and an advisor with International Assets Investment Management LLC, dedicating about a quarter of his time to this role.
Employment History
Current Registrations
International Assets Investment Management, LLC
International Assets Advisory, LLCBroker
Previous Registrations
Anderson & Strudwick, IncorporatedBroker
J.P. Turner & Company, L.L.C.Broker
Gunnallen Financial, INCBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.