Michael Parrish
Michael Parrish is a registered investment advisor at LPL Financial LLC, based in Clayton, NC, with 22 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
442-B East Main Street, Clayton, NC, 27520
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2010Customer Dispute
November 2010Customer Dispute
July 2009Other Business ActivitiesSells Insurance
Michael owns Sweet P Holdings LLC, a business entity for tax/investment purposes related to a personal beach condo. He also spends minimal time on Parrish Wealth Management Inc, another business entity for tax/investment purposes, and a few hours per week selling life insurance products.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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