LD
LD

Lisa Michelle Dieter

22 Years of Experience
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax PlanningInsurance Planning
Compensation
Fee-Only (AUM)
Firm Size
1 advisor
Number of Clients
53 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$65.9M
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Location

Chicago, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Lisa co-owns two residential rental properties. Her spouse is involved in SCH Trading, a general partnership trading stocks and options, which accounts for a small percentage of Lisa's total yearly compensation.

Employment History
Current Registrations
Emberhouse, LLC
February 2017 - Present · 9 yrs
Previous Registrations
Morgan Stanley
November 2010 - February 2017 · 6 yrs 3 mos
Morgan StanleyBroker
November 2010 - February 2017 · 6 yrs 3 mos
Mesirow Financial Investment Management, INC.
April 2008 - November 2010 · 2 yrs 7 mos
Mesirow Financial, INC.Broker
April 2008 - November 2010 · 2 yrs 7 mos
Chase Investment Services CORP.
July 2005 - April 2008 · 2 yrs 9 mos
Chase Investment Services CORP.Broker
July 2005 - April 2008 · 2 yrs 9 mos
Banc One Securities CorporationBroker
October 2003 - July 2005 · 1 yr 9 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.