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Nicholas Fiorito

22 Years of Experience
Madison, MS
BrokerSells Insurance

Nicholas Fiorito is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Madison, MS, with 22 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

107 Merchant St Ste 2A, Madison, MS, 39110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the 100% owner of Fiorito District Network Office LLC, dedicating a few hours per week to this legal entity established for business purposes.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2008 - Present · 17 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
November 2004 - Present · 21 yrs 8 mos
Previous Registrations
Edward JonesBroker
November 2003 - October 2004 · 11 mos
State Registrations10 states
ALARCAFLGALAMSNVTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.