AL
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Abraham Lopez

14 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
108 advisors
Number of Clients
1,638 clients
Average Client Portfolio
$972K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M0.01%
$1M+0.01%

Fees are negotiable in certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$500
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Location

Los Angeles, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Abraham owns Eastside Jiu Jitsu, a martial arts school, since 2022. He teaches Brazilian Jiu Jitsu, dedicating about 10-20% of his time to this activity.

Employment History
Current Registrations
City National Securities, INC.
September 2024 - Present · 1 yr 5 mos
City National Securities, INC.
September 2024 - Present · 1 yr 5 mos
City National Securities, INC.Broker
September 2024 - Present · 1 yr 5 mos
Previous Registrations
Next Financial Group, INC.Broker
July 2022 - August 2024 · 2 yrs 1 mo
Cadaret, Grant & CO., INC.Broker
July 2022 - August 2024 · 2 yrs 1 mo
Scf Securities, INC.Broker
July 2022 - August 2024 · 2 yrs 1 mo
Sorrento Pacific Financial, LLCBroker
July 2022 - August 2024 · 2 yrs 1 mo
Western International Securities, INC.Broker
July 2022 - August 2024 · 2 yrs 1 mo
Cuso Financial Services, L.P.
May 2022 - August 2024 · 2 yrs 3 mos
Cuso Financial Services, L.P.Broker
May 2022 - August 2024 · 2 yrs 3 mos
City National Securities, INC.
April 2021 - May 2022 · 1 yr 1 mo
City National Securities, INC.Broker
April 2021 - May 2022 · 1 yr 1 mo
Wedbush Securities INC.Broker
June 2019 - March 2021 · 1 yr 9 mos
Wedbush Securities INC.
June 2019 - March 2021 · 1 yr 9 mos
Northwestern Mutual Investment Services,llc
October 2013 - June 2019 · 5 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
August 2013 - June 2019 · 5 yrs 10 mos
National Planning CorporationBroker
June 2011 - August 2013 · 2 yrs 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.