Abraham Lopez is a registered investment advisor at RBC Securities, INC., based in Los Angeles, CA, with 14 years of industry experience. Abraham operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.
For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:
- 1.25% annually on the first $1,000,000
- 1.00% annually on assets over $1,000,000
For Diversified Fixed Income and Conservative Growth & Income strategies:
- 0.80% annually on the first $1,000,000
- 0.65% annually on assets over $1,000,000
There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.
Location
Los Angeles, CA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Abraham owns Eastside Jiu Jitsu, a martial arts school, since 2022. He teaches Brazilian Jiu Jitsu, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
RBC Securities, INC.
RBC Securities, INCBroker
RBC Securities, INC
Previous Registrations
Western International Securities, INC.Broker
Sorrento Pacific Financial, LLCBroker
Scf Securities, INC.Broker
Next Financial Group, INC.Broker
Cadaret, Grant & CO., INC.Broker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
City National Securities, INC.Broker
City National Securities, INC.
Wedbush Securities INC.
Wedbush Securities INC.Broker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
National Planning CorporationBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.