WJ
WJ
William Johnson
21 Years of Experience
Westlake, TX
10 DisclosuresBroker
William Johnson is a registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 21 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3000 Schwab Way, Westlake, TX, 76262
Get directionsHistory
Regulatory History (10)
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Financial
August 2018Final
Financial
June 2018Final
Financial
June 2018Final
Financial
June 2018Final
Financial
June 2018Final
Financial
February 2018Final
Financial
January 2018Final
Financial
December 2017Final
Financial
March 2017Final
Financial
March 2017Final
Employment History
Current Registrations
Charles Schwab & CO., INC.
July 2022 - Present · 3 yrs 10 mos
Charles Schwab & CO., INC.
July 2022 - Present · 3 yrs 10 mos
Charles Schwab & CO., INC.Broker
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Edward Jones
April 2018 - May 2022 · 4 yrs 1 mo
Edward JonesBroker
April 2018 - May 2022 · 4 yrs 1 mo
USAA Investment Management Company
January 2018 - May 2018 · 4 mos
USAA Financial Planning Services
August 2008 - January 2018 · 9 yrs 5 mos
USAA Financial Advisors, INC.Broker
September 2007 - May 2018 · 10 yrs 8 mos
USAA Investment Management Company
April 2007 - December 2008 · 1 yr 8 mos
USAA Investment Management CompanyBroker
April 2007 - December 2007 · 8 mos
Banc of America Investment Services, INC.
October 2004 - March 2007 · 2 yrs 5 mos
Banc of America Investment Services, INC.Broker
September 2004 - March 2007 · 2 yrs 6 mos
AXA Advisors, LLCBroker
February 2004 - September 2004 · 7 mos
State Registrations23 states
CACODEFLGAILINKYLAMIMTNCNMNYOHPASCSDTXUTVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.