TrueAdvisor
TrueAdvisor
JT
CFP
JT
CFP

Jesse Tharp

LPL Financial LLC
20 Years of Experience
Knoxville, TN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jesse Tharp is a CFP-designated registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 20 years of industry experience. Jesse is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4315 Kingston Pike Ste 302, Knoxville, TN, 37919

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Jesse is compensated from investment-related sales of insurance and annuities through the firm and its affiliated entities. This activity is located at the CRD branch.

Employment History
Current Registrations
LPL Financial LLC
August 2025 - Present · 1 yr 2 mos
LPL Financial LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
First Horizon Advisors, INC
October 2013 - August 2025 · 11 yrs 10 mos
Ftb Advisors, INC.
March 2009 - October 2013 · 4 yrs 7 mos
First Horizon Advisors, INC.Broker
March 2009 - August 2025 · 16 yrs 5 mos
Ftb Advisors, INC.
March 2009 - March 2012 · 3 yrs
Signator Investors, INC.
May 2005 - November 2007 · 2 yrs 6 mos
Signator Investors, INC.Broker
April 2005 - November 2007 · 2 yrs 7 mos
Ftb Advisors, INC.
June 2004 - November 2004 · 5 mos
First Tennessee Brokerage, INC.Broker
June 2004 - November 2004 · 5 mos
American Express Financial Advisors, INC.
February 2004 - May 2004 · 3 mos
American Express Financial Advisors INC.Broker
December 2003 - May 2004 · 5 mos
Ids Life Insurance CompanyBroker
December 2003 - May 2004 · 5 mos
State Registrations22 states
ALARAZCAFLGAILINKSKYLAMDMOMSNCNYOHSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Knoxville, TN →All financial advisors in Tennessee →