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Troy Gentry

LPL Financial LLC
17 Years of Experience
Knoxville, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Troy Gentry is a registered investment advisor at LPL Financial LLC, based in Knoxville, TN, with 17 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4706 Papermill Dr Ste 202, Knoxville, TN, 37909

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Troy is a delegated health insurance agent selling health insurance, including senior products, dedicating minimal time to this activity. He also operates under the DBA Prodigy Wealth Management for his LPL business, spending about a quarter of his time on it.

Employment History
Current Registrations
LPL Financial LLC
June 2020 - Present · 6 yrs 4 mos
LPL Financial LLCBroker
December 2012 - Present · 13 yrs 10 mos
Previous Registrations
Flagship Harbor Advisors, LLC
April 2020 - June 2020 · 2 mos
Knox Wealth Partners Advisory
July 2017 - June 2020 · 2 yrs 11 mos
LPL Financial LLC
December 2012 - November 2017 · 4 yrs 11 mos
Edward Jones
May 2009 - December 2012 · 3 yrs 7 mos
Edward JonesBroker
April 2009 - December 2012 · 3 yrs 8 mos
State Registrations21 states
ALAZCAFLGAINKYMDMIMNMONCNHNYOHPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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