James Naldi is a CFA-designated registered investment advisor at Virtus Investment Advisers, LLC, based in Hartford, CT, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vp Distributors LLCBroker
Virtus Investment Advisers, LLC
Vp Distributors LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Allianz Global Investors Managed Accounts LLC
Allianz Global Investors Distributors LLCBroker
American Skandia Marketing, INC.Broker
Bear, Stearns & CO. INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.