NC
NC
Nicholas Cladis
52 Years of Experience
Billings, MT
8 Disclosures
Nicholas Cladis is a registered investment advisor at Cladis Investment Advisory LLC, based in Billings, MT, with 52 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 119 clients with $240M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
119 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$242.6M
Fee Structure
Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.75% |
Fees negotiable for accounts above $10,000,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
180 S. 32nd Street West, Suite 1, Billings, MT, 59102
Get directionsHistory
Regulatory History (8)
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Customer Dispute
June 2007Settled
Customer Dispute
February 2007Settled
Customer Dispute
January 2007Denied
Regulatory
December 2006Final
Customer Dispute
October 2006Settled
Employment Separation After Allegations
October 2006Customer Dispute
October 2002Settled
Customer Dispute
April 2001Settled
Employment History
Current Registrations
Cladis Investment Advisory LLC
May 2010 - Present · 16 yrs
Previous Registrations
Capstone Wealth Management
February 2007 - May 2010 · 3 yrs 3 mos
UBS Financial Services INC.
October 1994 - November 2006 · 12 yrs 1 mo
UBS Financial Services INC.Broker
January 1980 - November 2006 · 26 yrs 10 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
June 1976 - January 1980 · 3 yrs 7 mos
Piper, Jaffray & Hopwood IncorporatedBroker
October 1973 - June 1976 · 2 yrs 8 mos
State Registrations1 state
MT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.