EA
EA

Ernesto Araiza

9 Years of Experience
Los Alamitos, CA

Ernesto Araiza is a registered investment advisor at Fhwv Financial LLC, based in Los Alamitos, CA, with 9 years of industry experience. Ernesto operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27 clients with $15M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
27 clients
Average Client Portfolio
$549K average
Assets Under Management
$14.8M

Fee Structure

Investment management only (planning not offered)

FHWV Financial offers investment advisory services through managed accounts on third-party platforms. The fee for these services ranges from 0.50% to 1.00% of your account value. This fee is calculated by the platform sponsor (SEI or American Funds) and paid directly to FHWV Financial. FHWV Financial does not have the authority to deduct fees directly from client accounts.

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Location

11022 Winners Circle, 2nd Floor, Los Alamitos, CA, 90720

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Fhwv Financial LLC
February 2017 - Present · 9 yrs 3 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.