Helen Godwin
Helen Godwin is a registered investment advisor at Quantitative Process, LLC, based in Charlotte, NC, with 22 years of industry experience. Helen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 205 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fee is negotiable and will be based on the asset size, complexity and magnitude of the advisory services.
Fee Estimator
Location
Charlotte, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Helen is a licensed insurance agent since 2011, selling fixed and variable insurance products, dedicating minimal time to this activity. She also owns Godwin Advisory Services, Inc., a corporation established for tax purposes, and spends nearly all of her time monitoring income and expenses for tax purposes.
Employment History
Current Registrations
Quantitative Process, LLC
Previous Registrations
Kovack Securities INC.Broker
Resource Horizons Group LLCBroker
Quantitative Process, LLC
Milestone Investments, INC.
Milestone Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.