Anna Martinez is a registered investment advisor, based in Sacramento, CA, with 16 years of industry experience.
Location
Sacramento, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capfinancial Securities, LLC.
January 2024 - Present · 2 yrs 4 mos
Captrust
January 2024 - Present · 2 yrs 4 mos
Capfinancial Securities, LLC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
LPL Financial LLC
October 2021 - January 2024 · 2 yrs 3 mos
LPL Financial LLCBroker
October 2021 - January 2024 · 2 yrs 3 mos
Kms Financial Services, INC.Broker
January 2019 - October 2019 · 9 mos
Kms Financial Services, INC
January 2019 - October 2019 · 9 mos
Cuso Financial Services, L.P.
September 2017 - December 2018 · 1 yr 3 mos
Cuso Financial Services, L.P.Broker
September 2017 - December 2018 · 1 yr 3 mos
Ameriprise Financial Services, INC.Broker
February 2016 - September 2017 · 1 yr 7 mos
Ameriprise Financial Services, INC.
February 2016 - September 2017 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
August 2013 - December 2015 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
August 2013 - December 2015 · 2 yrs 4 mos
Morgan Stanley
June 2009 - March 2013 · 3 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Morgan Stanley & CO. Incorporated
January 2008 - June 2009 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2008 - June 2009 · 1 yr 5 mos
Centaurus Financial, INC.Broker
July 2007 - January 2008 · 6 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.