Richard Hall is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Lake Oswego, OR, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
5300 SW Meadows Road Suite 300, Lake Oswego, OR, 97035
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a bank/credit union associate at OnPoint Community Credit Union, but spends no time on this. He also owns multiple LLCs (SW 18 LLC, S&S LLC, ABS CAPM LLC, Lebanon RE LLC, Monmouth RE LLC, Oakwood RE LLC, OSUCV LLC, and RBHCM LLC) to hold rental properties, which are managed by third-party companies.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Foresters Equity Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
State Registrations16 states
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