KS
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Kelly Stewart
22 Years of Experience
Boulder, CO
1 DisclosureBroker
Kelly Stewart is a registered investment advisor at Raymond James & Associates, INC., based in Boulder, CO, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1881 9th Street, Suite 250, Boulder, CO, 80302
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2018Settled
Other Business Activities
Kelly owns rental real estate properties, one since 2006 and another since 2013. Kelly spends minimal time on these activities.
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2020 - Present · 6 yrs 2 mos
Raymond James & Associates, INC.
March 2020 - Present · 6 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
March 2020 - March 2020 · 0 mos
J.P. Morgan Securities LLC
October 2012 - April 2020 · 7 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2020 · 7 yrs 6 mos
Chase Investment Services CORP.
October 2011 - October 2012 · 1 yr
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
October 2003 - July 2005 · 1 yr 9 mos
State Registrations25 states
AKAZCACODEFLGAIDILMNMTNCNMOHORPASCTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.