LK
LK
Larry Koenigsberg
47 Years of Experience
Boulder, CO
1 DisclosureBroker
Larry Koenigsberg is a registered investment advisor at Raymond James & Associates, INC., based in Boulder, CO, with 47 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
1881 9th Street, Suite 250, Boulder, CO, 80302
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1991Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
August 2012 - Present · 14 yrs 1 mo
Raymond James & Associates, INC.Broker
August 2012 - Present · 14 yrs 1 mo
Raymond James & Associates, INC.
August 2012 - Present · 14 yrs 1 mo
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Citigroup Global Markets INC.
February 2001 - June 2009 · 8 yrs 4 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
September 1978 - February 1988 · 9 yrs 5 mos
State Registrations9 states
AZCOFLGAMANYTNVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.