John Kawamoto
John Kawamoto is a registered investment advisor at Integrity Alliance, LLC, based in San Jose, CA, with 15 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
333 West Santa Clara, Suite 800, San Jose, CA, 95113-1713
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a shareholder in FPC Planning Consultants, INC (life insurance), FPC Insurance Services, INC (life insurance), and Financial Planning Consultants, LLC (investment advice). He is also a Registered Representative with Lion Street Financial, LLC and a Managing Partner & CPA at Petrinovich, Pugh, & Company, LLP, spending about a quarter of his time at the accounting firm.
Employment History
Current Registrations
Integrity Alliance, LLC.Broker
Financial Planning Consultants, LLC
Previous Registrations
Lion Street Financial, LLCBroker
NFP Advisor Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.