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Carolyn Hotra

18 Years of Experience
St Louis, MO
Broker

Carolyn Hotra is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

9900 Clayton Road, St Louis, MO, 63124

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2020 - Present · 5 yrs 7 mos
Raymond James & Associates, INC.
October 2020 - Present · 5 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Hilltop Securities INC.
August 2017 - July 2019 · 1 yr 11 mos
Hilltop Securities Independent Network INC.Broker
September 2014 - July 2019 · 4 yrs 10 mos
Hilltop Securities INC.Broker
August 2014 - July 2019 · 4 yrs 11 mos
Nobles & Richards, INC.Broker
March 2014 - August 2014 · 5 mos
Chestnut Exploration Partners, INC.Broker
January 2006 - July 2013 · 7 yrs 6 mos
State Registrations2 states
ILMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.