Craig Brooks
Craig Brooks is a CFP-designated registered investment advisor at LPL Financial LLC, based in Campbell, CA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
51 E Campbell Ave. Ste 101E, Campbell, CA, 95008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Craig is associated with Gradiant Insurance Brokerage selling non-variable insurance, dedicating a few hours per week. He also works full-time for both Brooks Wealth Management as a DBA for LPL business and Mariner Independent Advisor Network as a registered investment advisor hybrid.
Employment History
Current Registrations
LPL Financial LLC
Mariner Advisor Network
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Cue Financial Group, INC.
Foothill Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Lehrer Management CO INC
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.