TrueAdvisor
TrueAdvisor
CB
CFP
CB
CFP

Craig Brooks

Private Advisor Group, LLC
22 Years of Experience
Campbell, CA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Craig Brooks is a CFP-designated registered investment advisor at Private Advisor Group, LLC, based in Campbell, CA, with 22 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

51 E Campbell Ave. Ste 101E, Campbell, CA, 95008

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Craig is associated with Gradiant Insurance Brokerage selling non-variable insurance, dedicating a few hours per week. He also works full-time for both Brooks Wealth Management as a DBA for LPL business and Mariner Independent Advisor Network as a registered investment advisor hybrid.

Employment History
Current Registrations
Private Advisor Group, LLC
June 2026 - Present · 4 mos
LPL Financial LLC
April 2020 - Present · 6 yrs 6 mos
LPL Financial LLCBroker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Mariner Advisor Network
July 2017 - June 2026 · 8 yrs 11 mos
Securities America, INC.Broker
December 2016 - July 2017 · 7 mos
Cue Financial Group, INC.
October 2011 - August 2017 · 5 yrs 10 mos
Foothill Securities, INC.Broker
October 2011 - December 2016 · 5 yrs 2 mos
LPL Financial LLC
April 2009 - November 2011 · 2 yrs 7 mos
LPL Financial LLCBroker
April 2009 - November 2011 · 2 yrs 7 mos
UBS Financial Services INC.Broker
August 2007 - March 2009 · 1 yr 7 mos
UBS Financial Services INC.
June 2007 - March 2009 · 1 yr 9 mos
Lehrer Management CO INC
October 2003 - November 2009 · 6 yrs 1 mo
State Registrations6 states
CACONYTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Campbell, CA →All financial advisors in California →